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XCEL ENERGY INC — Director's Dealing 2019
Feb 21, 2019
30056_dirs_2019-02-21_66b1619c-d9fb-4419-b40a-6d0b3a569e96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2019-02-19
Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-19 | Common Stock | A | 107234.071 | — | Acquired | 765872.027 | Direct |
| 2019-02-19 | Common Stock | M | 35746.399 | — | Acquired | 801618.426 | Direct |
| 2019-02-19 | Common Stock | F | 64639.470 | $53.46 | Disposed | 736978.956 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-19 | Restricted Stock Units | $ | M | 35746.399 | Disposed | Common Stock (35746.399) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2088.967 | Indirect |
Footnotes
F1: This amount also includes 50.79 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F2: Restricted stock units are settled in common stock on a one-for-one basis.
F3: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.
F4: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 15, 2019.
F5: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 32,494 units.
F6: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.