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XCEL ENERGY INC — Director's Dealing 2019
Feb 21, 2019
30056_dirs_2019-02-21_0d6cfae8-2143-4a7b-8c71-1bca6c3ab5bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2019-02-19
Reporting Person: Clark Christopher B (President, NSPM)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-19 | Common Stock | A | 9907.054 | — | Acquired | 24218.232 | Direct |
| 2019-02-19 | Common Stock | M | 1633.637 | — | Acquired | 25851.869 | Direct |
| 2019-02-19 | Common Stock | F | 4029.691 | $53.46 | Disposed | 21822.178 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-19 | Restricted Stock Units | $ | M | 1633.637 | Disposed | Common Stock (1633.637) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1124.671 | Indirect |
Footnotes
F1: This amount also includes 145.385 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F2: Restricted stock units are settled in common stock on a one-for-one basis.
F3: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.
F4: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 15, 2019.
F5: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,485 units.
F6: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.