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XCEL ENERGY INC — Director's Dealing 2019
May 17, 2019
30056_dirs_2019-05-17_3cf335ea-7a6f-486a-9e9c-a8ba08ca70c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2019-05-15
Reporting Person: Carter Brett C (EVP, Chief Customer and Innova)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-15 | Common Stock | M | 11116.129 | — | Acquired | 16595.217 | Direct |
| 2019-05-15 | Common Stock | F | 5470.129 | $57.31 | Disposed | 11125.088 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-15 | Restricted Stock Units | $ | M | 11116.129 | Disposed | Common Stock (11116.129) | Direct |
Footnotes
F1: Restricted stock units are settled in common stock on a one-for-one basis.
F2: This amount also includes 40.084 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F3: Fractional share interests relating to the settlement of restricted stock award and relating to share withholding for taxes were settled in cash.
F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 10,779 units.
F5: Award vested on May 7, 2019 but was settled in shares of common stock on May 15, 2019.