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XCEL ENERGY INC — Director's Dealing 2019
Jul 1, 2019
30056_dirs_2019-07-01_ce347656-174a-4d39-92d7-c34b9dfd4e81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2019-06-28
Reporting Person: OBRIEN RICHARD T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-28 | Common Stock | A | 657.895 | — | Acquired | 58512.171 | Direct |
Footnotes
F1: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.
F2: Of the 657.895 stock equivalent units, 548.246 were granted at a price of $59.28 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 109.649 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.
F3: The amount reported includes a balance increase of 53,233.276, which reflects stock equivalent units previously reported on Table II. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following the termination of a reporting person's service as director and fractional units are payable at such time in cash. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.