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XCEL ENERGY INC — Director's Dealing 2018
May 10, 2018
30056_dirs_2018-05-09_7535ba52-a56c-4acc-b157-aa0410c470b4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-05-07
Reporting Person: Figoli Darla (SVP, Chief Human Resources Off)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51548.384 | Direct |
| Common Stock | 3946.215 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (2799.307) | Direct | ||
| Restricted Stock Units | $ | Common Stock (2637.546) | Direct | ||
| Restricted Stock Units | $ | Common Stock (2172.107) | Direct | ||
| Phantom Shares | $ | Common Stock (1049.712) | Direct |
Footnotes
F1: Estimate of the number of shares held in the Xcel Energy stock fund under the Xcel Energy 401(k) Savings Plan as of the most recent plan statement (April 27, 2018). This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Xcel Energy stock.
F2: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.
F3: Award vests on Dec. 31, 2018.
F4: Award vests on Dec. 31, 2019.
F5: Award vests on Dec. 31, 2020.
F6: Shares of phantom stock held under the Xcel Energy Deferred Compensation Plan. Shares of phantom stock become payable in cash in accordance with the reporting person's distribution election made under the Xcel Energy Deferred Compensation Plan. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Xcel Energy stock.