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XCEL ENERGY INC — Director's Dealing 2018
Feb 22, 2018
30056_dirs_2018-02-22_6fd04ef5-4661-44a8-b477-b3e3e5ad1b62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-02-20
Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-20 | Common Stock | A | 219536.885 | $44.68 | Acquired | 774006.174 | Direct |
| 2018-02-20 | Common Stock | M | 33038.284 | — | Acquired | 807044.458 | Direct |
| 2018-02-20 | Common Stock | M | 112642.072 | — | Acquired | 919686.530 | Direct |
| 2018-02-20 | Common Stock | F | 170876.239 | $44.68 | Disposed | 748810.289 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-20 | Restricted Stock Units | $ | M | 33038.284 | Disposed | Common Stock (33038.284) | Direct | |
| 2018-02-20 | Restricted Stock Units | $ | M | 112642.072 | Disposed | Common Stock (112642.072) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2026.892 | Indirect |
Footnotes
F1: This amount also includes 688.880 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F2: Restricted stock units are settled in common stock on a one-for-one basis.
F3: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.
F4: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 20, 2018).
F5: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.
F6: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 29,901 units.
F7: On Feb. 20, 2013, the reporting person was granted 141,300 restricted stock units, one-third of which vested on Feb. 20, 2016, and the remaining two-thirds vested on Feb. 20, 2018.
F8: Includes 6,937.63 additional restricted units acquired pursuant to reinvestment of dividend equivalents credited on outstanding restricted stock units.