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XCEL ENERGY INC — Director's Dealing 2018
Feb 22, 2018
30056_dirs_2018-02-22_365a6dc6-266e-4569-8aab-574d79a0d45a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-02-20
Reporting Person: Frenzel Robert (EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-20 | Common Stock | A | 25281.497 | — | Acquired | 33075.519 | Direct |
| 2018-02-20 | Common Stock | M | 3131.405 | — | Acquired | 36206.924 | Direct |
| 2018-02-20 | Common Stock | F | 9532.902 | $44.68 | Disposed | 26674.022 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-20 | Restricted Stock Units | $ | M | 3131.405 | Acquired | Common Stock (3131.405) | Direct |
Footnotes
F1: This amount also includes 174.022 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F2: Restricted stock units are settled in common stock on a one-for-one basis.
F3: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.
F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,963 units.
F5: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.