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XCEL ENERGY INC Director's Dealing 2018

Feb 22, 2018

30056_dirs_2018-02-22_dcfe11ee-b67e-4c08-9eb0-a787096cd1db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-02-20

Reporting Person: Eves David L (EVP & Grp Pres, Utilities)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-20 Common Stock A 6561.579 Acquired 67118.019 Direct
2018-02-20 Common Stock M 2386.633 Acquired 69504.652 Direct
2018-02-20 Common Stock F 6221.791 $44.68 Disposed 63282.861 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-20 Restricted Stock Units $ M 2386.633 Disposed Common Stock (2386.633) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7788.679 Indirect

Footnotes

F1: Restricted stock units are settled in common stock on a one-for-one basis.

F2: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 20, 2018).

F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,160 units.

F5: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.