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XCEL ENERGY INC Director's Dealing 2018

Feb 22, 2018

30056_dirs_2018-02-22_b0ea4a9f-290e-4d2c-9c76-a0829aa285e1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-02-20

Reporting Person: McDaniel Marvin E. Jr. (EVP & CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-20 Common Stock A 35332.103 Acquired 116144.344 Direct
2018-02-20 Common Stock M 6424.020 Acquired 122568.364 Direct
2018-02-20 Common Stock F 18867.123 $44.68 Disposed 103701.241 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-20 Restricted Stock Units $ M 6424.020 Disposed Common Stock (6424.020) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9484.562 Indirect

Footnotes

F1: This amount also includes 17.417 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

F2: Restricted stock units are settled in common stock on a one-for-one basis.

F3: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

F4: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 20, 2018).

F5: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,814 units.

F6: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.