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XCEL ENERGY INC — Director's Dealing 2018
Feb 22, 2018
30056_dirs_2018-02-22_523e44cf-61db-479a-9f5c-d6da91d26db0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-02-20
Reporting Person: Savage Jeffrey S (SVP & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-20 | Common Stock | A | 8411.769 | — | Acquired | 15816.204 | Direct |
| 2018-02-20 | Common Stock | M | 1530.317 | — | Acquired | 17346.520 | Direct |
| 2018-02-22 | Common Stock | F | 3755.086 | $44.68 | Disposed | 13591.435 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-20 | Restricted Stock Units | $ | M | 1530.317 | Disposed | Common Stock (1530.317) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2366.064 | Indirect |
Footnotes
F1: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.
F2: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 20, 2018).
F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,385 units.
F5: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.