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XCEL ENERGY INC — Director's Dealing 2018
Feb 22, 2018
30056_dirs_2018-02-22_f909663c-da25-41c7-b984-85de2f3ee80f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-02-20
Reporting Person: Wilensky Scott M (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-20 | Common Stock | A | 26063.021 | — | Acquired | 132306.598 | Direct |
| 2018-02-20 | Common Stock | M | 5200.870 | — | Acquired | 137507.468 | Direct |
| 2018-02-20 | Common Stock | F | 7917.891 | $44.68 | Disposed | 129589.577 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-20 | Phantom Stock | $0 | A | 2539 | Acquired | Common Stock (2539) | Direct | |
| 2018-02-20 | Restricted Stock Units | $ | M | 5200.870 | Disposed | Common Stock (5200.870) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5720.772 | Indirect |
Footnotes
F1: This amount also includes 3,231.691 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F2: Restricted stock units are settled in common stock on a one-for-one basis.
F3: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.
F4: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 20, 2018).
F5: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").
F6: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.
F7: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,707 units.
F8: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.