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XCEL ENERGY INC — Director's Dealing 2018
Mar 9, 2018
30056_dirs_2018-03-09_76fa22d1-c35f-45e5-9fe6-c1374f098527.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-02-20
Reporting Person: Wilensky Scott M (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-20 | Common Stock | A | 10828.152 | — | Acquired | 117071.729 | Direct |
| 2018-02-20 | Common Stock | F | 7917.022 | $44.68 | Disposed | 114355.577 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-20 | Phantom Stock | $0 | A | 17773 | Acquired | Common Stock (17773) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5711.949 | Indirect |
Footnotes
F1: Corrected to reflect 15,234 shares acquired as phantom stock and .869 shares settled in cash.
F2: This amount also includes 3,231.691 shares of stock acquired between March 13, 2017 and December 28, 2017 pursuant to the reinvestment of dividends.
F3: Phantom shares are settled in common stock on a one-for-one basis.
F4: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.
F5: Corrected to reflect shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan based on adjusted plan statement dated as of March 1, 2018.
F6: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").
F7: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.