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XCEL ENERGY INC Director's Dealing 2018

May 9, 2018

30056_dirs_2018-05-09_e18b2f97-7c46-495d-8048-f2508c8cf63b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-05-07

Reporting Person: Carter Brett C (EVP, Chief Customer and Innova)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-07 Common Stock A 5389.092 Acquired 5389.092 Direct
2018-05-07 Common Stock F 1782.092 $46.39 Disposed 3607 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-07 Restricted Stock Units $ A 4312 Acquired Common Stock (4312) Direct
2018-05-07 Restricted Stock Units $ A 4312 Acquired Common Stock (4312) Direct
2018-05-07 Restricted Stock Units $ A 10779 Acquired Common Stock (10779) Direct

Footnotes

F1: A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.

F2: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F3: Award vests on Dec. 31, 2020.

F4: Award vests on Dec. 31, 2019.

F5: Award vests on May 7, 2019.