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XCEL ENERGY INC — Director's Dealing 2018
May 9, 2018
30056_dirs_2018-05-09_e18b2f97-7c46-495d-8048-f2508c8cf63b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-05-07
Reporting Person: Carter Brett C (EVP, Chief Customer and Innova)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-07 | Common Stock | A | 5389.092 | — | Acquired | 5389.092 | Direct |
| 2018-05-07 | Common Stock | F | 1782.092 | $46.39 | Disposed | 3607 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-07 | Restricted Stock Units | $ | A | 4312 | Acquired | Common Stock (4312) | Direct | |
| 2018-05-07 | Restricted Stock Units | $ | A | 4312 | Acquired | Common Stock (4312) | Direct | |
| 2018-05-07 | Restricted Stock Units | $ | A | 10779 | Acquired | Common Stock (10779) | Direct |
Footnotes
F1: A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.
F2: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.
F3: Award vests on Dec. 31, 2020.
F4: Award vests on Dec. 31, 2019.
F5: Award vests on May 7, 2019.
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