AI assistant
XCEL ENERGY INC — Director's Dealing 2018
Oct 1, 2018
30056_dirs_2018-10-01_1ac43a4c-e7c0-42b1-adce-fba85d8ba4f9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-09-28
Reporting Person: WESTERLUND DAVID A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-28 | Stock Equivalent Units | $ | A | 697.257 | Acquired | Common Stock (697.257) | Direct |
Footnotes
F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.
F2: Of the 697.257 stock equivalent units, 581.048 were granted at a price of $46.58 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.210 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.
F3: Includes 960.333 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.