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XCEL ENERGY INC Director's Dealing 2018

Oct 1, 2018

30056_dirs_2018-10-01_1ac43a4c-e7c0-42b1-adce-fba85d8ba4f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-09-28

Reporting Person: WESTERLUND DAVID A (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-28 Stock Equivalent Units $ A 697.257 Acquired Common Stock (697.257) Direct

Footnotes

F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2: Of the 697.257 stock equivalent units, 581.048 were granted at a price of $46.58 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.210 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3: Includes 960.333 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.