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XCEL ENERGY INC — Director's Dealing 2018
Oct 1, 2018
30056_dirs_2018-10-01_ddf1c0da-4413-422f-ac79-73ad362db4ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-09-28
Reporting Person: Williams Kim (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-28 | Stock Equivalent Units | $ | A | 783.015 | Acquired | Common Stock (783.015) | Direct |
Footnotes
F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.
F2: Of the 783.015 stock equivalent units, 652.512 were granted at a price of $46.58 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 130.502 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.
F3: Includes 667.207 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.