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XCEL ENERGY INC Director's Dealing 2018

Dec 28, 2018

30056_dirs_2018-12-28_29df8603-d5a0-4d8a-b212-77422a8fde37.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2018-12-28

Reporting Person: Williams Kim (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-28 Stock Equivalent Units $ A 786.290 Acquired Common Stock (786.290) Direct

Footnotes

F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2: Of the 786.290 stock equivalent units, 655.242 were granted at a price of $49.60 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 131.048 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3: Includes 634.605 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.