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XCEL ENERGY INC Director's Dealing 2016

Feb 24, 2016

30056_dirs_2016-02-23_d913436d-927c-456c-83ac-eb7caac6c99a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2016-02-20

Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-20 Common Stock M 52062.557 Acquired 468486.112 Direct
2016-02-20 Common Stock F 25094.557 $39.33 Disposed 443391.555 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-20 Restricted Stock Units $ M 52062.557 Disposed Common Stock (52062.557) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1903.248 Indirect

Footnotes

F1: Security converts to common stock on a one-for-one basis.

F2: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.

F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 17, 2016).

F4: Includes 16,467.827 additional restricted units acquired pursuant to reinvestment of dividend equivalents credited on outstanding restricted stock units.

F5: On Feb. 20, 2013, the reporting person was granted 141,300 restricted stock units, one-third of which vested on Feb. 20, 2016, and the remaining two-thirds vests on Feb. 20, 2018.