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XCEL ENERGY INC — Director's Dealing 2016
Feb 24, 2016
30056_dirs_2016-02-23_d913436d-927c-456c-83ac-eb7caac6c99a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2016-02-20
Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-20 | Common Stock | M | 52062.557 | — | Acquired | 468486.112 | Direct |
| 2016-02-20 | Common Stock | F | 25094.557 | $39.33 | Disposed | 443391.555 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-20 | Restricted Stock Units | $ | M | 52062.557 | Disposed | Common Stock (52062.557) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1903.248 | Indirect |
Footnotes
F1: Security converts to common stock on a one-for-one basis.
F2: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 17, 2016).
F4: Includes 16,467.827 additional restricted units acquired pursuant to reinvestment of dividend equivalents credited on outstanding restricted stock units.
F5: On Feb. 20, 2013, the reporting person was granted 141,300 restricted stock units, one-third of which vested on Feb. 20, 2016, and the remaining two-thirds vests on Feb. 20, 2018.