Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

XCEL ENERGY INC Director's Dealing 2016

Feb 19, 2016

30056_dirs_2016-02-18_280cf29c-4944-4d12-9f73-b935e2664bf7.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2016-02-16

Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-16 Common Stock A 134287.510 Acquired 475037.065 Direct
2016-02-16 Common Stock F 58613.510 $38.82 Disposed 416423.555 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-16 Phantom Stock $ A 51178 Acquired Common Stock (51178) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1903.248 Indirect

Footnotes

F1: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.

F2: This amount also includes 941.56 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 17, 2016).

F4: Security converts to common stock on a one-for-one basis.

F5: Phantom stock representing long-term incentive award payments deferred into the Xcel Energy Deferred Compensation Plan that are held in the Xcel Energy common stock fund and are payable in shares of Xcel Energy common stock upon distribution.