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XCEL ENERGY INC — Director's Dealing 2016
Feb 19, 2016
30056_dirs_2016-02-18_280cf29c-4944-4d12-9f73-b935e2664bf7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2016-02-16
Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-16 | Common Stock | A | 134287.510 | — | Acquired | 475037.065 | Direct |
| 2016-02-16 | Common Stock | F | 58613.510 | $38.82 | Disposed | 416423.555 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-16 | Phantom Stock | $ | A | 51178 | Acquired | Common Stock (51178) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1903.248 | Indirect |
Footnotes
F1: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.
F2: This amount also includes 941.56 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 17, 2016).
F4: Security converts to common stock on a one-for-one basis.
F5: Phantom stock representing long-term incentive award payments deferred into the Xcel Energy Deferred Compensation Plan that are held in the Xcel Energy common stock fund and are payable in shares of Xcel Energy common stock upon distribution.