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XCEL ENERGY INC — Director's Dealing 2016
Feb 24, 2016
30056_dirs_2016-02-24_ee08c082-050e-4814-8c5a-778792b93062.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2016-02-22
Reporting Person: O'Connor Timothy John (Senior VP and CNO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-22 | Phantom Stock | $0 | A | 6051.098 | Acquired | Common Stock (6051.098) | Direct |
Footnotes
F1: Security converts to common stock on a one-for-one basis.
F2: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan").
F3: The number of shares of phantom stock beneficially owned following the reported transaction reflects the aggregate amount of all phantom stock beneficially owned by the reporting person. Previous reports filed by the reporting person had separated reported amounts of phantom stock into groupings based on the nature of the deferral giving rise to the phantom shares.