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XCEL ENERGY INC — Director's Dealing 2016
Sep 30, 2016
30056_dirs_2016-09-30_7f59b0c5-a484-45ee-868d-249be5a95300.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2016-09-28
Reporting Person: BOUDREAUX GAIL (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-28 | Stock Equivalent Units | $0 | A | 754.995 | Acquired | Common Stock (754.995) | Direct |
Footnotes
F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.
F2: Of the 754.995 stock equivalent units, 629.162 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 125.833 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.
F3: Includes 304.731 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.