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XCEL ENERGY INC — Director's Dealing 2016
Dec 30, 2016
30056_dirs_2016-12-30_3b5db620-b031-40dd-8bd9-a6ae9c7e3efe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2016-12-28
Reporting Person: WESTERLUND DAVID A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-28 | Stock Equivalent Units | $0 | A | 699.730 | Acquired | Common Stock (699.730) | Direct |
Footnotes
F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.
F2: Of the 699.730 stock equivalent units, 583.108 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.622 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.
F3: Includes 836.701 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.