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XCEL ENERGY INC — Director's Dealing 2015
Sep 30, 2015
30056_dirs_2015-09-30_04ef1fe1-02bb-482d-bb85-266e23633817.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2015-09-28
Reporting Person: OBRIEN RICHARD T (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-28 | Stock Equivalent Units | $0 | A | 801.440 | Acquired | Common Stock (801.440) | Direct |
Footnotes
F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.
F2: Of the 801.44 stock equivalent units, 667.867 were granted at a price of $34.91 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 133.573 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.
F3: Includes 249.636 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.