AI assistant
XCEL ENERGY INC — Director's Dealing 2015
Dec 30, 2015
30056_dirs_2015-12-30_0117fedb-6a54-41b0-b74e-afa04f1b0d05.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2015-12-28
Reporting Person: Policinski Christopher J. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-28 | Stock Equivalent Units | $0 | A | 881.365 | Acquired | Common Stock (881.365) | Direct |
Footnotes
F1: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.
F2: Of the 881.365 stock equivalent units, 734.471 were granted at a price of $35.74 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 146.894 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.
F3: Includes 506.263 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.