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XCEL ENERGY INC Director's Dealing 2014

Feb 22, 2014

30056_dirs_2014-02-21_6a7ec74e-38f7-4911-80b8-e78a164728e2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2014-02-19

Reporting Person: SPARBY DAVID M (Senior VP and Group President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-19 Common Stock A 1902.016 Acquired 121355.378 Direct
2014-02-19 Common Stock F 1283.016 $29.69 Disposed 120072.362 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-19 Restricted Stock Units $0 A 5288 Acquired 2016-12-31 Common Stock (5288) Direct
2014-02-19 Phantom Stock $0 A 27375 Acquired Common Stock (27375) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4653.295 Indirect

Footnotes

F1: A fractional share interest was sold in connection with the vesting of the award. This amount also includes 4,394.353 shares of stock acquired pursuant to reinvestment of dividends.

F2: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (Dec. 31, 2013).

F3: Security converts to common stock on a one-for-one basis.

F4: Award vests on Dec. 31, 2016.

F5: Phantom stock representing long-term incentive award payments deferred into the Xcel Energy Deferred Compensation Plan that are held in the Xcel Energy common stock fund and are payable in shares of Xcel Energy common stock upon distribution.