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XCEL ENERGY INC — Director's Dealing 2014
Feb 22, 2014
30056_dirs_2014-02-21_11bc56fb-66fe-4a6f-ad69-229718981154.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2014-02-19
Reporting Person: Palmer Robert R (Sr. VP, Pub Policy, Ext Affair)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-19 | Common Stock | A | 6894.344 | — | Acquired | 24273.486 | Direct |
| 2014-02-19 | Common Stock | F | 3472.344 | $29.69 | Disposed | 20801.142 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-19 | Restricted Stock Units | $0 | A | 2358 | Acquired | 2016-12-31 | Common Stock (2358) | Direct |
| 2014-02-19 | Phantom Stock | $0 | A | 12299 | Acquired | Common Stock (12299) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5330.630 | Indirect |
Footnotes
F1: A fractional share interest was sold in connection with the vesting of the award. This amount also includes 378.142 shares of stock acquired pursuant to reinvestment of dividends.
F2: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (Dec. 31, 2013).
F3: Security converts to common stock on a one-for-one basis.
F4: Award vests on Dec. 31, 2016.
F5: Phantom stock representing long-term incentive award payments deferred into the Xcel Energy Deferred Compensation Plan that are held in the Xcel Energy common stock fund and are payable in shares of Xcel Energy common stock upon distribution.