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XCEL ENERGY INC — Director's Dealing 2014
Feb 22, 2014
30056_dirs_2014-02-21_5ce5a83b-4462-419e-aa87-4473812b30a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2014-02-19
Reporting Person: McDaniel Marvin E. Jr. (Senior VP and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-19 | Common Stock | A | 26529.731 | — | Acquired | 84032.880 | Direct |
| 2014-02-19 | Common Stock | F | 9410.731 | $29.69 | Disposed | 74622.149 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-19 | Restricted Stock Units | $0 | A | 5389 | Acquired | 2016-12-31 | Common Stock (5389) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8215.121 | Indirect |
Footnotes
F1: A fractional share interest was sold in connection with the vesting of the award. This amount also includes 408.951 shares of stock acquired pursuant to reinvestment of dividends.
F2: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (Dec. 31, 2013).
F3: Security converts to common stock on a one-for-one basis.
F4: Award vests on December 31, 2016.
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