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XCEL ENERGY INC — Director's Dealing 2013
Feb 4, 2013
30056_dirs_2013-02-04_6f019eff-2f7a-4774-abf9-0206f4bc1976.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2013-02-01
Reporting Person: WOLF TIMOTHY V (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-01 | Common Stock | P | 4000 | $27.98 | Acquired | 4000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (0) | 31168.486 | Direct |
Footnotes
F1: Price is the volume weighted average selling price of all purchases by the reporting person on the transaction date. Actual prices ranged from 27.9755 to 27.98. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Security converts to common stock on a one-for-one basis.
F3: Shares of phantom stock are payable in shares of common stock following termination of a reporting persons service. Partial shares are payable in cash.
F4: Includes 581.403 shares of stock equivalent units acquired pursuant to reinvestment of phantom stock dividends.