Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

XCEL ENERGY INC Director's Dealing 2013

Feb 22, 2013

30056_dirs_2013-02-22_a5ccdfc3-95ee-47f2-811f-3e08a8412dda.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2013-02-20

Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-20 Common Stock A 27107.413 Acquired 219320.289 Direct
2013-02-20 Common Stock F 9656.210 $28.29 Disposed 209664.079 Direct
2013-02-20 Common Stock F 3411.203 $28.30 Disposed 206252.876 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-20 Phantom Stock $0 A 141300 Acquired 2018-02-20 Common Stock (141300) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1398.094 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $0 Common Stock (0) 8173.048 Direct

Footnotes

F1: Includes 1,105.60 shares of stock acquired pursuant to reinvestment of dividends.

F2: A fractional share interest was sold.

F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (Feb. 20, 2013).

F4: Security converts to common stock on a one-for-one basis.

F5: One-third of the award vests on Feb. 20, 2016 and the remaining two-thirds vests on Feb. 20, 2018.

F6: Shares of phantom stock are payable in cash following termination of reporting persons employment.

F7: Stock equivalent units held under the Xcel Energy Deferred Compensation Plan as of the most recent plan statement (Feb. 20, 2013).