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XCEL ENERGY INC — Director's Dealing 2013
Feb 22, 2013
30056_dirs_2013-02-22_a5ccdfc3-95ee-47f2-811f-3e08a8412dda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2013-02-20
Reporting Person: FOWKE BENJAMIN G S III (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-20 | Common Stock | A | 27107.413 | — | Acquired | 219320.289 | Direct |
| 2013-02-20 | Common Stock | F | 9656.210 | $28.29 | Disposed | 209664.079 | Direct |
| 2013-02-20 | Common Stock | F | 3411.203 | $28.30 | Disposed | 206252.876 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-20 | Phantom Stock | $0 | A | 141300 | Acquired | 2018-02-20 | Common Stock (141300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1398.094 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (0) | 8173.048 | Direct |
Footnotes
F1: Includes 1,105.60 shares of stock acquired pursuant to reinvestment of dividends.
F2: A fractional share interest was sold.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (Feb. 20, 2013).
F4: Security converts to common stock on a one-for-one basis.
F5: One-third of the award vests on Feb. 20, 2016 and the remaining two-thirds vests on Feb. 20, 2018.
F6: Shares of phantom stock are payable in cash following termination of reporting persons employment.
F7: Stock equivalent units held under the Xcel Energy Deferred Compensation Plan as of the most recent plan statement (Feb. 20, 2013).