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XCEL ENERGY INC — Director's Dealing 2013
Feb 22, 2013
30056_dirs_2013-02-22_ad130185-ec80-434d-842e-574894b5cab5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2013-02-20
Reporting Person: Hill Clyde Riley (President and CEO, SPS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-20 | Common Stock | A | 2806.344 | — | Acquired | 12024.795 | Direct |
| 2013-02-20 | Common Stock | F | 781.344 | $28.29 | Disposed | 11243.451 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8488.038 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (0) | 147.071 | Direct |
Footnotes
F1: Includes 347.743 shares of stock equivalent units acquired pursuant to reinvestment of phantom stock dividends.
F2: A fractional share interest was sold.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 20, 2013).
F4: Shares of phantom stock are payable in cash following termination of reporting persons employment.
F5: Stock equivalent units held under the Xcel Energy Deferred Compensation Plan as of the most recent plan statement (February 20, 2013).