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XCEL ENERGY INC — Director's Dealing 2012
Feb 25, 2012
30056_dirs_2012-02-24_487eb3ac-b8ea-4a0a-85e2-b24fdb52e3e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2012-02-22
Reporting Person: HART CATHY J (VP & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-22 | Common Stock | A | 14134.552 | — | Acquired | 76155.638 | Direct |
| 2012-02-22 | Common Stock | F | 3326.453 | $26.43 | Disposed | 72829.185 | Direct |
| 2012-02-22 | Common Stock | F | 2573.099 | $26.50 | Disposed | 70256.086 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9834.818 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (0) | 4612.746 | Direct |
Footnotes
F1: Includes 573.282 shares of stock equivalent units acquired pursuant to reinvestment of phantom stock dividends.
F2: A fractional share interest was sold.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (December 31, 2011).
F4: Shares of phantom stock are payable in cash following termination of reporting persons employment.
F5: Stock equivalent units held under the Xcel Energy Deferred Compensation Plan as of the most recent plan statement (December 31, 2011).