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XCEL ENERGY INC — Director's Dealing 2012
Nov 6, 2012
30056_dirs_2012-11-06_f34944d2-9fe6-4fb0-970f-e63f2f6dedac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2012-11-02
Reporting Person: HART CATHY J (VP & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-02 | Common Stock | I | 10554.632 | $27.90 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-02 | Phantom Stock | $27.90 | I | 4934.489 | Disposed | Common Stock (4934.489) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 72072.247 | Direct |
Footnotes
F1: Includes 1,952.284 shares of common stock acquired pursuant to reinvestment of common stock dividends.
F2: Represents shares of phantom stock in the Xcel Energy Deferred Compensation Plan (the "Plan"). Amounts deferred to the Plan are payable in cash following termination of reporting persons employment.
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