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XCEL ENERGY INC — Director's Dealing 2011
Feb 26, 2011
30056_dirs_2011-02-25_1d69cd2d-2f86-4700-92ab-585c85d3b71f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2011-02-23
Reporting Person: KELLY RICHARD C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-23 | Common Stock | A | 253055.717 | — | Acquired | 658933.717 | Direct |
| 2011-02-23 | Common Stock | F | 106416.717 | $23.62 | Disposed | 552517.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9355.976 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (0) | 17213.596 | Direct |
Footnotes
F1: A fractional share interest was sold.
F2: Between February 25, 2010 and February 23, 2011, the reporting person acquired approximately 7.379 shares of Xcel Energy common stock under the Xcel Energy 401(k) Savings Plan. The information in this report is based on a plan statement dated as of February 23, 2011.
F3: Shares of phantom stock are payable in cash following termination of reporting persons employment.
F4: The reporting person acquired 734.046 shares of Xcel Energy phantom stock under the Xcel Energy Deferred Compensation Plan. The information in this report is based on a plan statement dated as of February 23, 2011.