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XCEL ENERGY INC — Director's Dealing 2011
Nov 17, 2011
30056_dirs_2011-11-17_e11c7a7a-b2ce-4fc3-b033-066cee175bdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2011-11-16
Reporting Person: HART CATHY J (VP & Corporate Secretary)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-16 | Phantom Stock | $0 | A | 11.614 | Acquired | Common Stock (11.614) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9839.804 | Indirect |
Footnotes
F1: Between March 2, 2011 and November 16, 2011, the reporting person acquired approximately 297.500 shares of Xcel Energy common stock under the Xcel Energy 401(k) Savings Plan. The information in this report is based on a plan statement dated as of November 16, 2011.
F2: Shares of phantom stock are payable in cash following termination of reporting persons employment.
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