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XCEL ENERGY INC — Director's Dealing 2009
Mar 4, 2009
30056_dirs_2009-03-04_38457ae3-e55c-4bf0-b5b0-dc9932f117f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2009-03-02
Reporting Person: WILKS DAVID M (VP, Xcel Energy Services Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-03-02 | Common Stock | F | 650.52 | $17.41 | Disposed | 142949.63 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1228.98 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $0 | Common Stock (0) | 8470.87 | Direct |
Footnotes
F1: A fractional share interest was sold.
F2: Between March 3, 2008 and February 27, 2009, the reporting person acquired 428.58 shares of Xcel Energy common stock under the Xcel Energy 401(k) Savings Plan. The information in this report is based on a plan statement dated as of February 27, 2009.
F3: Shares of phantom stock are payable in cash following termination of reporting person's employment.
F4: The reporting person acquired 964.58 shares of Xcel Energy phantom stock under the Xcel Energy Deferred Compensation Plan. The information in this report is based on a plan statement dated as of February 27, 2009.