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XCEL ENERGY INC — Director's Dealing 2009
Dec 4, 2009
30056_dirs_2009-12-04_3879d092-2b2c-4a1f-81ab-0ac380fafe85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2009-12-02
Reporting Person: Eves David L (President & COO - PSCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-02 | Common Stock | M | 6975 | $20.0403 | Acquired | 38727.71 | Direct |
| 2009-12-02 | Common Stock | S | 6975 | $20.4238 | Disposed | 31752.71 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-02 | Employee Stock Option (right to buy) | $20.0403 | M | 6975 | Disposed | 2009-12-12 | Common Stock (6975) | Direct |
Footnotes
F1: Price is the volume weighted average selling price of all purchases by the reporting person on the transaction date. Actual prices ranged from $20.40 to $20.47. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Includes 112.14 shares of stock acquired pursuant to reinvestment of dividends.
F3: The option vested in three equal installments on December 13, 2000, 2001, 2002