AI assistant
Sending…
XCEL ENERGY INC — Director's Dealing 2009
Dec 4, 2009
30056_dirs_2009-12-04_57b904f5-dcb1-4746-a6b2-bf24515d8c29.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2009-12-02
Reporting Person: SPARBY DAVID M (VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-02 | Common Stock | M | 20712 | $19.3125 | Acquired | 70882.78 | Direct |
| 2009-12-02 | Common Stock | S | 20712 | $20.4325 | Disposed | 50170.78 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-02 | Employee Stock Option (right to buy) | $19.3125 | M | 20712 | Disposed | 2009-12-12 | Common Stock (20712) | Direct |
Footnotes
F1: Price is the volume weighted average selling price of all purchases by the reporting person on the transaction date. Actual prices ranged from $20.38 to $20.47. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Includes 1,857.34 shares of stock acquired pursuant to reinvestment of dividends.
F3: The option vested in three equal installements on January 26, 2001, 2002, 2003.
More from XCEL ENERGY INC
Regulatory Filings
2026
May 22
Regulatory Filings
2026
May 11
Regulatory Filings
2026
May 5
Regulatory Filings
2026
May 1
Regulatory Filings
2026
May 1
Interim / Quarterly Report
2026
Apr 30
Regulatory Filings
2026
Apr 29
Major Shareholding Notification
2026
Apr 29
Major Shareholding Notification
2026
Apr 29
Annual Report
2026
Apr 7