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XCEL ENERGY INC — Director's Dealing 2009
Dec 4, 2009
30056_dirs_2009-12-04_73b25325-4cc6-4981-9781-57923b60835e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2009-12-02
Reporting Person: KELLY RICHARD C (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-02 | Common Stock | M | 69750 | $20.0403 | Acquired | 418374.29 | Direct |
| 2009-12-02 | Common Stock | S | 69750 | $20.4257 | Disposed | 348624.29 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-02 | Employee Stock Option (right to buy) | $20.0403 | M | 69750 | Disposed | 2009-12-12 | Common Stock (69750) | Direct |
Footnotes
F1: Price is the volume weighted average selling price of all purchases by the reporting person on the transaction date. Actual prices ranged from $20.38 to $20.49. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Includes 303.412 shares of stock acquired pursuant to reinvestment of dividends.
F3: The option vested in three equal installments on December 13, 2000, 2001, 2002.