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XCEL ENERGY INC — Director's Dealing 2009
Dec 14, 2009
30056_dirs_2009-12-14_261babf3-32ea-4843-b528-4d4fd8088136.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCEL ENERGY INC (XEL)
CIK: 0000072903
Period of Report: 2009-12-10
Reporting Person: WILKS DAVID M (VP, Xcel Energy Services Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-10 | Common Stock | M | 38750 | $20.0403 | Acquired | 181745.75 | Direct |
| 2009-12-10 | Common Stock | S | 38750 | $20.9654 | Disposed | 142995.75 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-10 | Employee Stock Option (right to buy) | $20.0403 | M | 38750 | Disposed | 2009-12-12 | Common Stock (38750) | Direct |
Footnotes
F1: Price is the volume weighted average selling price of all purchases by the reporting person on the transaction date. Actual prices ranged from $20.9501 to $20.98. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Includes 61.05 shares of stock acquired pursuant to reinvestment of dividends.
F3: The option vested in three equal installments on December 13, 2000, 2001, 2002.