Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

XCel Brands, Inc. Director's Dealing 2024

Mar 19, 2024

35357_dirs_2024-03-19_c88bf7a0-ee4c-4313-81b2-bfe23764f322.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2022-04-20

Reporting Person: D LOREN ROBERT W (Director, CEO & Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-04-20 Common Stock A 124845 $1.57 Acquired 1760395 Direct
2024-03-15 Common Stock P 146250 $0.65 Acquired 1885240 Direct
2024-03-19 Common Stock A 132589 $0.98 Acquired 2017829 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 607317 Indirect

Footnotes

F1: Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.