XCel Brands, Inc. — Director's Dealing 2024

Mar 19, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2024-03-15

Reporting Person: DiSanto Mark (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-03-15	Common Stock	P	146250	$0.65	Acquired	1174263	Indirect
2024-03-19	Common Stock	A	132589	$0.98	Acquired	1306852	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	36500	Direct
Common Stock	82392	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$1.51	2028-08-23	Common Stock (25000)	25000	Direct

Footnotes

F1: Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.

F2: Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.