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XCel Brands, Inc. Director's Dealing 2020

Sep 17, 2020

35357_dirs_2020-09-17_c30333d4-b1e0-4109-b867-2c1f34e843ac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2020-09-08

Reporting Person: DiSanto Mark (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-08 Common Stock P 609 $0.76 Acquired 981105 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 20500 Direct
Common Stock 82392 Indirect

Footnotes

F1: Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.

F2: Represents shares held by these trusts Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.