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XCel Brands, Inc. Director's Dealing 2020

Sep 23, 2020

35357_dirs_2020-09-23_40e9f16d-c589-45bd-b5fc-6f07037d89fb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2020-09-18

Reporting Person: D LOREN ROBERT W (Director, CEO & Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-18 Common Stock P 3000 $0.70 Acquired 607317 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1363942 Direct

Footnotes

F1: Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.