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XCel Brands, Inc. Director's Dealing 2017

Jan 26, 2017

35357_dirs_2017-01-26_f1126cce-50f7-4281-8cf5-c8980e375eba.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2017-01-24

Reporting Person: Falco Giuseppe (See Remarks)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-24	Employee Stock Option	$5.00	A	500000	Acquired		Common Stock (500000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	253912	Direct

Footnotes

F1: The option vests as to 100,000 shares on each of January 1, 2018, 2019, 2020, 2021 and 2022 and expire as to such shares on the five year anniversary of the respective dates on which the option becomes exercisable.