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XCel Brands, Inc. — Director's Dealing 2016
May 5, 2016
35357_dirs_2016-05-05_90ebda54-a1bd-4532-a50f-8d18fde0296b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2016-05-04
Reporting Person: HILCO TRADING, LLC (10% Owner)
Reporting Person: HECKTMAN JEFFREY BRUCE (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-04 | Warrants (right to buy) | $12.00 | J | 100000 | Disposed | 2019-12-22 | Common Stock (100000) | Direct |
Footnotes
F1: On May 4, 2016, Hilco Trading LLC assigned to Ben Malka Common Stock Purchase Warrants with respect to 100,000 shares of Common Stock of the Issuer in exchange for services.
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