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XCel Brands, Inc. Director's Dealing 2016

May 5, 2016

35357_dirs_2016-05-05_90ebda54-a1bd-4532-a50f-8d18fde0296b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2016-05-04

Reporting Person: HILCO TRADING, LLC (10% Owner)
Reporting Person: HECKTMAN JEFFREY BRUCE (10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-04 Warrants (right to buy) $12.00 J 100000 Disposed 2019-12-22 Common Stock (100000) Direct

Footnotes

F1: On May 4, 2016, Hilco Trading LLC assigned to Ben Malka Common Stock Purchase Warrants with respect to 100,000 shares of Common Stock of the Issuer in exchange for services.