XCel Brands, Inc. — Director's Dealing 2015

Apr 6, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2015-04-01

Reporting Person: DiSanto Mark (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-04-01	Common Stock	A	10000	—	Acquired	63537	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	863217	Indirect
Common Stock	60000	Indirect

Footnotes

F1: Represents shares of restricted stock awarded pursuant to a restricted stock award agreement, which vest 50% of the shares on each of March 31, 2016 and March 31, 2017; provided that the reporting person may extend the vesting dates as to all or a portion of the shares, one or more times, in six-month increments, at his discretion.

F2: Represents shares held by The Mark X. DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.

F3: Represents shares required by three trusts of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.