XCel Brands, Inc. — Director's Dealing 2014

Apr 4, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: XCel Brands, Inc. (XELB)
CIK: 0001083220
Period of Report: 2014-04-01

Reporting Person: DWECK JACK (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-04-01	Common Stock	A	10000	—	Acquired	30000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	160000	Indirect
Common Stock	107589	Indirect

Footnotes

F1: Represents shares of restricted Common Stock pursuant to a restricted stock award agreement to Mr. Dweck, which vest as to 5,000 shares on each of March 31, 2015 and March 31, 2016, provided that Mr. Dweck may extend any vesting date as to all or a portion of the shares subject to vesting in six month increments at his discretion