Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

XBiotech Inc. Major Shareholding Notification 2016

Feb 16, 2016

34229_mrq_2016-02-16_25188da5-8cc5-4efc-8173-b911a6ee855a.zip

Major Shareholding Notification

Open in viewer

Opens in your device viewer

SC 13G 1 sc13g_021616.htm SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

XBIOTECH INC.
(Name of Issuer)
Common Shares, no par value
(Title of Class of Securities)
98400H102
(CUSIP Number)
December 31, 2015
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[_] Rule 13d-1(b)

[ ] Rule 13d-1(c)

[x] Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes ).

Field: Page; Sequence: 1

Field: /Page

SCHEDULE 13G

CUSIP No. 98400H102

1 Names of Reporting Persons
John Simard
2 Check the appropriate box if a member of a Group (see instructions)
(a) [ ] (b) [ ]
3 Sec Use Only
4 Citizenship or Place of Organization
Canada
Number of Shares Beneficially Owned by
Each Reporting Person With: 5 Sole Voting Power
7,693,267 (1)
6 Shared Voting Power
N/A
7 Sole Dispositive Power
7,693,267 (1)
8 Shared Dispositive Power
N/A
9 Aggregate Amount Beneficially Owned by Each Reporting Person
7,693,267 (1)
10 Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
[ ]
11 Percent of class represented by amount in row (9)
23.09% (2)
12 Type of Reporting Person (See Instructions)
IN

(1) These figures include shares of common stock underlying stock options held by the Reporting Person, plus 500,000 shares owned of record by the Reporting Person that are subject to an option granted to another stockholder, all of which options are immediately exercisable within 60 days of December 31, 2015.

(2) The percentage is calculated based upon 32,279,106 shares outstanding as of December 31, 2015.

Field: Page; Sequence: 2; Options: NewSection; Value: 2

Page Field: Sequence; Type: Arabic; Name: PageNo 2 Field: /Sequence of 5

Field: /Page

Item 1.

(a) Name of Issuer:
XBiotech Inc.
(b) Address of Issuer’s Principal Executive Offices:
8201 E. Riverside Dr. Bldg.
4, Ste. 100
Austin, TX 78744

Item 2.

(a) Name of Person Filing:
John Simard
(b) Address of Principal Business Office or, if None, Residence:
8201 E. Riverside Dr. Bldg. 4, Ste. 100
Austin, TX 78744
(c) Citizenship:
Canada
(d) Title and Class of Securities:
Common Shares, no par value
(e) CUSIP No.:
98400H102
Item 3.
Not Applicable

ITEM 4. Ownership

As of December 31, 2015

(a) Amount Beneficially Owned:

7,693,267 (1) shares

(b) Percent of Class:

23.09% (2)

Field: Page; Sequence: 3; Value: 2

Page Field: Sequence; Type: Arabic; Name: PageNo 3 Field: /Sequence of 5

Field: /Page

(c) Number of shares as to which such person has:

| (i) | Sole power to vote or to direct
the vote: |
| --- | --- |
| | 7,693,267 (1) shares |
| (ii) | Shared power to vote or to direct the vote: |
| | Not Applicable |

(iii)
7,693,267 (1) shares
(iv)
Not Applicable

(1) These figures include shares of common stock underlying stock options held by the Reporting Person, plus 500,000 shares owned of record by the Reporting Person that are subject to an option granted to another stockholder, all of which options are immediately exercisable within 60 days of December 31, 2015.

(2) The percentage is calculated based upon 32,279,106 shares outstanding as of December 31, 2015.

| Item 5. |
| --- |
| If this statement is being filed
to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent
of the class of securities, check the following [ ]. |

Item 6.
Not Applicable
Item 7.
Not Applicable
Item 8.
Not Applicable
Item 9.
Not Applicable
Item 10.
Not
Applicable

Field: Page; Sequence: 4; Value: 2

Page Field: Sequence; Type: Arabic; Name: PageNo 4 Field: /Sequence of 5

Field: /Page

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 16, 2016

/s/ John Simard

John Simard/President & CEO, XBiotech Inc.

Page 5 of 5