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X4 Pharmaceuticals, Inc Director's Dealing 2018

Mar 5, 2018

34355_dirs_2018-03-05_06ae1e6a-cea8-4f71-bd99-47dd95954830.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Arsanis, Inc. (ASNS)
CIK: 0001501697
Period of Report: 2017-11-15

Reporting Person: SCHULMAN AMY W (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-15 Common Stock (right to buy) $10.00 A 25000 Acquired 2027-11-14 Common Stock (25000) Direct

Footnotes

F1: Consists of an automatic stock option grant that was made pursuant to the issuer's director compensation policy on November 15, 2017, the date of effectiveness of the registration statement for the issuer's initial public offering. Under the terms of the policy, the Reporting Person received an option to purchase 25,000 shares. Due to a clerical error, the original Form 4 filed on December 1, 2017 erroneously reported an option grant of 7,324 shares. This Amendment to Form 4 is filed solely to correct the share number.

F2: The option becomes exercisable as to 33.3333% of the shares underlying the award on the first anniversary of the date of grant, with the remainder vesting in equal monthly installments until the third anniversary of the date of grant, subject to the Reporting Person's continued service as a director through each applicable vesting date.