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X4 Pharmaceuticals, Inc Director's Dealing 2017

Nov 20, 2017

34355_dirs_2017-11-20_873b42c3-47ff-4642-b82c-4da2e669b16b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Arsanis, Inc. (ASNS)
CIK: 0001501697
Period of Report: 2017-11-15

Reporting Person: Alexandria Venture Investments, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-15 Common stock C 225680 Acquired 225680 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-15 Series D convertible preferred stock $ C 770249 Disposed Common stock (225680.0) Direct

Footnotes

F1: Preferred shares are convertible at a ratio of 3.413 shares of preferred stock to 1 share of common stock

F2: Not applicable