AI assistant
WSFS FINANCIAL CORP — Director's Dealing 2012
Nov 21, 2012
31326_dirs_2012-11-21_b267ce82-2422-4bf0-b311-2f48b5fed192.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WSFS FINANCIAL CORP (WSFS)
CIK: 0000828944
Period of Report: 2012-04-03
Reporting Person: TURNER MARK A (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-03 | Common Stock | F | 1860 | $39.84 | Disposed | 51310 | Direct |
| 2012-11-19 | Common Stock | M | 9918 | $33.4 | Acquired | 61228 | Direct |
| 2012-11-19 | Common Stock | S | 9918 | $42.01 | Disposed | 51310 | Direct |
| 2012-11-20 | Common Stock | M | 2982 | $33.4 | Acquired | 54292 | Direct |
| 2012-11-20 | Common Stock | S | 2982 | $41.77 | Disposed | 51310 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-19 | Employee Stock Option (right to buy) | $33.4 | M | 9918 | Disposed | 2012-12-19 | Common Stock (9918) | Direct |
| 2012-11-20 | Employee Stock Option (right to buy) | $33.4 | M | 2982 | Disposed | 2012-12-19 | Common Stock (2982) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10670 | Indirect |
| Common Stock | 2500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $43.7 | 2013-12-18 | Common Stock (7700) | 7700 | Direct |
| Employee Stock Option (right to buy) | $58.75 | 2014-12-16 | Common Stock (5950) | 5950 | Direct |
| Employee Stock Option (right to buy) | $53.39 | 2012-12-12 | Common Stock (14000) | 14000 | Direct |
Footnotes
F1: Includes 30,394 shares previously reported as indirectly held restricted stock, a portion of which since vested, of which 1,860 were surrendered to pay the reporting person's tax withholding obligations incurred in connection with the vesting of restricted stock.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.20, inclusive. The reporting person undertakes to provide to WSFS Financial Corporation ("WSFS"), any security holder of WSFS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.75 to $41.84, inclusive.